My goal is to listen, continuously deliver exceptional value-added custom financial wellness, planning, investment management advice, implementation and monitoring via a defined disciplined process exceeding expectations for high and ultra high net worth individuals, families, family offices, business principals/owners, entrepreneurs, senior corporate executives, retirees, endowments, foundations and retirement plans as a very responsive engaged caring trusted advisor and counselor accessing the open architecture, comprehensive tools, systems, platform and analytic tools of Morgan Stanley. Skills: Series 7 Series 66 Fixed Income Wealth Management Equities Investment Strategies Securities Financial Life Insurance/Long Term Term Insurance FINRA CRD#: 5973952 Registered Broker/Agent with 9 Self-Regulatory Organizations, 10 states & territories. Registered Investment Advisor Representative in PA & TX National Producer #17896001 PA Resident Producer Individual Insurance License #770887 - Accident & Health, Life & Fixed/Var Annuities, Variable Life & Long Term Care Non-Resident Insurance Licenses: FL #W377308 IL #17896001 KY #1028709 MA #2173179 NC #17896001 NY #LB-1707611 OH #1374563 SD #40620690 VA #1039700 WVA #1789600 Add'l employment history: 1986-1988 OConnor, Broude, Snyder & Aronson: Attorney - corporate, early stage, technology & emerging growth, contracts, small private & public financings (SEC & state blue sky), mergers & acquistions Represented entrepreneurs & early stage companies in capital formation transactions - Business Plans, State Blue Sky & Federal Securities, Employment Agreements, various other contracts, friends & family rounds of financings, small Venture Capital & other Institutional Financings; small IPOs and M&A transactions resulting in exits & liquidity for principals & early investors 1984-85 Heafitz & Hopwood - Construction Litigation